Gregory TowerCRD Number: 1052728
Current Firm: Ic Advisory Services, Inc.
Gregory Tower (CRD# 1052728) is an Investment Advisor Representative working at Ic Advisory Services, Inc. in Erie, PA and has over 34 years of experience in the finance industry.
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|The Investment Center Inc.||Millcreek Township, PA||May 2010 - Current||7|
|Ic Advisory Services, Inc.||Millcreek Township, PA||May 2010 - Current||7|
|Self Employed||Fairview, PA||Apr 2001 - Current||16|
|Financial Network||Fairview, PA||Nov 2005 - Apr 2010||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1982|
|S65||NASAA Investment Advisors Law Examination||Aug 1995|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management812MILLIONS
Total Number of Accounts3,745ACCOUNTS
Average Account Value$216,763
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV