Michael Little, financial advisor Exton PA

Michael Little

CRD Number: 1333036
Current Firm: Warren Financial Service

Michael Little (CRD# 1333036) is an Investment Advisor Representative working at Warren Financial Service in Exton, PA and has over 37 years of experience in the finance industry.

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Company Name Location Dates Years
Cantone Research Inc. Tinton Falls, NJ Jun 2013 - Feb 2014 < 1
Unemployed Ny, NY May 2012 - May 2013 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1985
S65 NASAA Investment Advisors Law Examination Aug 1993
Contact Info for Michael T. Little
Phone Number: 610-363-2000
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    366
    MILLIONS
  • Total Number of Accounts
    363
    ACCOUNTS
  • Average Account Value
    $1,007,111
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

CA, DE, FL, GA, NC, NJ, NY, PA, SC, TX, VA

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