Michael Little, financial advisor Exton PA
93 score

Michael Little

CRD Number: 1333036
Current Firm: Warren Financial Service

Michael Little (CRD# 1333036) is an Investment Advisor Representative working at Warren Financial Service in Exton, PA and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Cantone Research Inc. Tinton Falls, NJ Jun 2013 - Feb 2014 < 1
Unemployed Ny, NY May 2012 - May 2013 1
Halcyon Cabot Partners, Ltd. New York, NY Jun 2011 - May 2012 < 1
Tripoint Global Equities, LLC New York, NY Jan 2011 - Jun 2011 < 1
Advanced Equities, Inc. Chicago, IL Apr 2010 - Oct 2010 < 1
Spencer Trask Ventures Inc. New York, NY Nov 2009 - Apr 2010 < 1
Unemployed New York, NY Aug 2009 - Oct 2009 < 1
Irg New York, NY Apr 2009 - Jul 2009 < 1
Laidlaw & Co (uk) Ltd New York, NY Jul 2008 - Mar 2009 < 1
J Giordano Securities Group New York, CT Jan 2008 - Jun 2008 < 1
Noble International Investments Inc. Boca Raton, FL Aug 2007 - Jan 2008 < 1
Maxim Group LLC New York, NY Sep 2005 - Aug 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1985
S65 NASAA Investment Advisors Law Examination Aug 1993
Contact Info for Michael T. Little
Phone Number: 610-363-2000
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    136
    MILLIONS
  • Total Number of Accounts
    274
    ACCOUNTS
  • Average Account Value
    $497,606
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

DE, FL, GA, IL, PA, SC

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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