William JohnsonCRD Number: 3174473
Current Firm: Voya Financial Advisors, Inc.
William Johnson (CRD# 3174473) is an Investment Advisor Representative working at Voya Financial Advisors, Inc. in Greenville, SC and has over 18 years of experience in the finance industry.
Erisa Plan Services Inc.
Eagle Strategies LLC
Securities America Advisors, Inc.
|Voya Financial Advisors||Greenville, SC||Sep 2014 - Current||3|
|Diversified Business Concepts||Greenville, SC||May 1999 - Current||18|
|Ing Financial Partners||Greenville, SC||Jan 2004 - Sep 2014||10|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management11,151MILLIONS
Total Number of Accounts59,860ACCOUNTS
Average Account Value$186,281
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY