Derek Shaffer, financial advisor Harrisburg PA
89 score

Derek Shaffer

CRD Number: 6263425
Current Firm: Td Ameritrade, Inc.

Derek Shaffer (CRD# 6263425) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Harrisburg, PA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Td Ameritrade Harrisburg, PA Apr 2016 - Current < 1
Pnc Bank Lititz, PA Mar 2015 - Apr 2016 1
Pnc Investments LLC Lititz, PA Mar 2015 - Apr 2016 1
Edward Jones St. Louis, MO Nov 2013 - Feb 2015 1
Dm Estate Sales & Services Harrisburg, PA Aug 2012 - Nov 2013 1
Maryland Live Casino Hanover, MD Mar 2012 - Aug 2012 < 1
Hollywood Casino At Penn National Race Course Grantville, PA Feb 2008 - Mar 2012 4
Ned Smith Center For Nature And Art Millersburg, PA Nov 2006 - Feb 2008 1
Source Interlink Harrisburg, PA Sep 2006 - Nov 2006 < 1
Ned Smith Center For Nature And Art Millersburg, PA May 2006 - Sep 2006 < 1
Indiana University Of Pennsylvania Indiana, PA Sep 2000 - Sep 2006 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2014
Contact Info for Derek M. Shaffer
Phone Number: (800) 669-3900
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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