Sean SianaCRD Number: 6438661
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Sean Siana (CRD# 6438661) is an Financial Advisor working with the KSS Group at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Hartford, CT and has been in the finance industry since 2012.
Sean entered the financial services industry in 2012 with U.S. Trust, and joined the KSS Group at Merrill Lynch in December of 2014. He brings to the team a background encompassing multiple facets of wealth planning including trust and estate planning, investment and retirement planning, and liquidity planning. He focuses on clients’ goals and concerns, offering the goals-based wealth management process, global resources and up-to-the-moment Web technology that complement his ability to help clients pursue the financial lifestyle that is most meaningful to them.
Sean is a problem solver who works to simplify high-net-worth clients’ financial lives. He assists clients in identifying and prioritizing their various goals—including estate planning services, investments, tax minimization strategies, wealth transfer and retirement income—then commits to crafting strategies that may be customized to suit their personal circumstances and their own unique feelings and attitudes.
Sean was graduated from Bryant University with a BSBA in Management, and Florida Institute of Technology with an MBA in Management. He is an active participant in his community, volunteering with the Junior Achievement organization and Fidelco Guide Dog Foundation. Sean has been an active member of HYPE (Hartford Young Professionals and Entrepreneurs) since 2014.
Springboard Asset Management LLC
Advice And Planning Services
Northwestern Mutual Investment Services,llc
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Hartford, CT||Sep 2009 - Current||11|
|Exam Code||Name||Passed Date|
|S7||General Securities Representative Examination (GS)||Feb 2015|
|S66||NASAA Uniform Combined State Law Examination||Mar 2015|
Total Assets Under Management962,052MILLIONS
Total Number of Accounts2,529,169ACCOUNTS
Average Account Value$380,383
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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