Sean Siana, financial advisor Hartford CT

Sean Siana

CRD Number: 6438661
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sean Siana (CRD# 6438661) is an Financial Advisor working with the KSS Group at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Hartford, CT and has been in the finance industry since 2012.

 

Sean entered the financial services industry in 2012 with U.S. Trust, and joined the KSS Group at Merrill Lynch in December of 2014. He brings to the team a background encompassing multiple facets of wealth planning including trust and estate planning, investment and retirement planning, and liquidity planning. He focuses on clients’ goals and concerns, offering the goals-based wealth management process, global resources and up-to-the-moment Web technology that complement his ability to help clients pursue the financial lifestyle that is most meaningful to them.

Sean is a problem solver who works to simplify high-net-worth clients’ financial lives. He assists clients in identifying and prioritizing their various goals—including estate planning services, investments, tax minimization strategies, wealth transfer and retirement income—then commits to crafting strategies that may be customized to suit their personal circumstances and their own unique feelings and attitudes.

Sean was graduated from Bryant University with a BSBA in Management, and Florida Institute of Technology with an MBA in Management. He is an active participant in his community, volunteering with the Junior Achievement organization and Fidelco Guide Dog Foundation. Sean has been an active member of HYPE (Hartford Young Professionals and Entrepreneurs) since 2014.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hartford, CT Sep 2009 - Current 11
Exam Code Name Passed Date
S7 General Securities Representative Examination (GS) Feb 2015
S66 NASAA Uniform Combined State Law Examination Mar 2015
Contact Info for Sean Siana
Phone Number: 800-637-7455
Registered State(s):
  • CT
  • TX
  • MA
  • CA
  • CO
  • NY
  • RI
  • AZ
  • DC
  • FL
  • GA
  • ID
  • IL
  • IN
  • MD
  • ME
  • MI
  • NC
  • NH
  • NJ
  • NV
  • OH
  • PA
  • UT
  • VA
  • VT
  • WA
By the Numbers
  • Total Assets Under Management
    962,052
    MILLIONS
  • Total Number of Accounts
    2,529,169
    ACCOUNTS
  • Average Account Value
    $380,383
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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Data verified by both the advisor and the public regulatory data.

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