Sean Siana (CRD# 6438661) is an Financial Advisor working with the KSS Group at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Hartford, CT and has been in the finance industry since 2012.
Sean entered the financial services industry in 2012 with U.S. Trust, and joined the KSS Group at Merrill Lynch in December of 2014. He brings to the team a background encompassing multiple facets of wealth planning including trust and estate planning, investment and retirement planning, and liquidity planning. He focuses on clients’ goals and concerns, offering the goals-based wealth management process, global resources and up-to-the-moment Web technology that complement his ability to help clients pursue the financial lifestyle that is most meaningful to them.
Sean is a problem solver who works to simplify high-net-worth clients’ financial lives. He assists clients in identifying and prioritizing their various goals—including estate planning services, investments, tax minimization strategies, wealth transfer and retirement income—then commits to crafting strategies that may be customized to suit their personal circumstances and their own unique feelings and attitudes.
Sean was graduated from Bryant University with a BSBA in Management, and Florida Institute of Technology with an MBA in Management. He is an active participant in his community, volunteering with the Junior Achievement organization and Fidelco Guide Dog Foundation. Sean has been an active member of HYPE (Hartford Young Professionals and Entrepreneurs) since 2014.
CRD# 4579297
Upper Left Wealth Management, LLC
CRD# 2726777
Springboard Asset Management LLC
CRD# 4297910
Milestone Asset Management Group, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ubs Financial Services Inc. | Hartford, CT | Jan 2023 - Current | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hartford, CT | Dec 2014 - Jan 2023 | 8 |
| Bank Of America, N.a. | Hartford, CT | Jul 2012 - Jan 2023 | 10 |
| U.s. Trust/bank Of America, N.a. | Hartford, CT | Jun 2012 - Dec 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Mar 2015 |
- CT
- TX
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Total Assets Under Management702,387MILLIONS
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Total Number of Accounts1,093,486ACCOUNTS
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Average Account Value$642,338
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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