Alan Lee, financial advisor Honolulu HI
93 score

Alan Lee

CRD Number: 3115892
Current Firm: Lpl Financial LLC

Alan Lee (CRD# 3115892) is an Investment Advisor Representative working at Lpl Financial LLC in Honolulu, HI and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial, LLC Honolulu, HI May 2010 - Current 6
Central Pacific Bank Honolulu, HI May 2010 - Current 6
Unemployed Honolulu, HI Oct 2009 - Apr 2010 < 1
First Hawaiian Bank Honolulu, HI Oct 2005 - Oct 2009 4
Bancwest Investment Services Honolulu, HI Oct 2005 - Oct 2009 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1999
S66 NASAA Uniform Combined State Law Examination Oct 2006
Contact Info for Alan M. Lee
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • HI
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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