Christi James, financial advisor Houston TX
93 score

Christi James

CRD Number: 2968987
Current Firm: J.p. Morgan Securities LLC

Christi James (CRD# 2968987) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Houston, TX and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
J.p. Morgan Securities Houston, TX Jun 2016 - Current < 1
Invesco Advisers, Inc. Houston, TX Aug 2013 - May 2016 2
Invesco Distributors, Inc. Houston, TX Jul 2009 - May 2016 6
Fsc Securities Corporation Houston, TX Mar 2008 - Oct 2009 1
Johnson Bender & Company Houston, TX Mar 2008 - Oct 2009 1
Czak Marketing Houston, TX Mar 2008 - Oct 2009 1
A I M Distributors, Inc. Houston, TX Apr 2004 - Feb 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1998
S66 NASAA Uniform Combined State Law Examination Aug 2013
Contact Info for Christi C. James
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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