Mouzzam Abbasi, financial advisor Houston TX

Mouzzam Abbasi

CRD Number: 4404261
Current Firm: Sequent Planning, LLC

Mouzzam Abbasi (CRD# 4404261) is an Investment Advisor Representative working at Sequent Planning, LLC in Houston, TX and has over 19 years of experience in the finance industry.

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Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name Location Dates Years
Sequent Planning, LLC Houston, TX Oct 2018 - Current 2
Futurity First Houston, TX Jul 2018 - Current 2
Transamerica Financial Advisors, Inc. Houston, TX Mar 2017 - Jun 2018 1
Transamerica Agency Network Houston, TX Feb 2017 - Jun 2018 1
Park Avenue Securities, Guardian Life Insurance New York, NY Nov 2014 - Jan 2017 2
Aig Financial Network Houston, TX May 2014 - Oct 2014 < 1
Catapult Learning Houston, TX Feb 2014 - May 2014 < 1
Pruco Securities, LLC Houston, TX Dec 2012 - Jan 2014 1
Prudential Life Insurance Company Houston, TX Dec 2012 - Jan 2014 1
Quest Capital Strategies Lake Forest, CA Jul 2010 - Dec 2012 2
Aaa, Texas Houston, TX Oct 2008 - Jul 2011 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2001
S65 NASAA Investment Advisors Law Examination Aug 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Mouzzam A. Abbasi
Phone Number: 402-953-3544
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    128
    MILLIONS
  • Total Number of Accounts
    1,317
    ACCOUNTS
  • Average Account Value
    $97,152
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AL, AZ, CA, CT, FL, GA, HI, IA, ID, IL, KS, KY, LA, MD, MI, MN, MO, MS, NC, NE, NJ, NV, NY, OH, OR, PA, TN, TX, UT, VA, WA, WI

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