Mouzzam AbbasiCRD Number: 4404261
Current Firm: Sequent Planning, LLC
Mouzzam Abbasi (CRD# 4404261) is an Investment Advisor Representative working at Sequent Planning, LLC in Houston, TX and has over 19 years of experience in the finance industry.
The Goff Financial Group
Sta Wealth Management, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|Sequent Planning, LLC||Houston, TX||Oct 2018 - Current||2|
|Futurity First||Houston, TX||Jul 2018 - Current||2|
|Transamerica Financial Advisors, Inc.||Houston, TX||Mar 2017 - Jun 2018||1|
|Transamerica Agency Network||Houston, TX||Feb 2017 - Jun 2018||1|
|Park Avenue Securities, Guardian Life Insurance||New York, NY||Nov 2014 - Jan 2017||2|
|Aig Financial Network||Houston, TX||May 2014 - Oct 2014||< 1|
|Catapult Learning||Houston, TX||Feb 2014 - May 2014||< 1|
|Pruco Securities, LLC||Houston, TX||Dec 2012 - Jan 2014||1|
|Prudential Life Insurance Company||Houston, TX||Dec 2012 - Jan 2014||1|
|Quest Capital Strategies||Lake Forest, CA||Jul 2010 - Dec 2012||2|
|Aaa, Texas||Houston, TX||Oct 2008 - Jul 2011||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2001|
|S65||NASAA Investment Advisors Law Examination||Aug 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management128MILLIONS
Total Number of Accounts1,317ACCOUNTS
Average Account Value$97,152
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AL, AZ, CA, CT, FL, GA, HI, IA, ID, IL, KS, KY, LA, MD, MI, MN, MO, MS, NC, NE, NJ, NV, NY, OH, OR, PA, TN, TX, UT, VA, WA, WI
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