Richard BatemanCRD Number: 5910249
Current Firm: Next Financial Group, Inc.
Richard Bateman (CRD# 5910249) is an Investment Advisor Representative working at Next Financial Group, Inc. in Houston, TX and has over 9 years of experience in the finance industry.
The Goff Financial Group
Sta Wealth Management, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|Next Financial Group, Inc.||Houston, TX||Nov 2017 - Current||3|
|J.p. Morgan Securities LLC||Houston, TX||Sep 2013 - Nov 2017||4|
|Jpmorgan Chase Bank Na||Houston, TX||Sep 2013 - Nov 2017||4|
|Scottrade, Inc.||Houston, TX||Sep 2012 - Sep 2013||1|
|Unemployed||Houston, TX||Jul 2012 - Aug 2012||< 1|
|The Cactus Cafe||Austin, TX||Sep 2009 - Jun 2012||2|
|The Blood And Tissue Center||Austin, TX||Oct 1998 - Jun 2012||13|
|Various Insurance Carriers For W&r Insurance Agencies||Austin, TX||Nov 2011 - Feb 2012||< 1|
|Waddell & Reed Inc.||Austin, TX||Jun 2011 - Feb 2012||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2011|
Total Assets Under Management2,368MILLIONS
Total Number of Accounts15,843ACCOUNTS
Average Account Value$149,456
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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