Richard Bateman, financial advisor Houston TX

Richard Bateman

CRD Number: 5910249
Current Firm: Next Financial Group, Inc.

Richard Bateman (CRD# 5910249) is an Investment Advisor Representative working at Next Financial Group, Inc. in Houston, TX and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Next Financial Group, Inc. Houston, TX Nov 2017 - Current 3
J.p. Morgan Securities LLC Houston, TX Sep 2013 - Nov 2017 4
Jpmorgan Chase Bank Na Houston, TX Sep 2013 - Nov 2017 4
Scottrade, Inc. Houston, TX Sep 2012 - Sep 2013 1
Unemployed Houston, TX Jul 2012 - Aug 2012 < 1
The Cactus Cafe Austin, TX Sep 2009 - Jun 2012 2
The Blood And Tissue Center Austin, TX Oct 1998 - Jun 2012 13
Various Insurance Carriers For W&r Insurance Agencies Austin, TX Nov 2011 - Feb 2012 < 1
Waddell & Reed Inc. Austin, TX Jun 2011 - Feb 2012 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2011
Contact Info for Richard L. Bateman
Phone Number: 713-789-7122
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    2,368
    MILLIONS
  • Total Number of Accounts
    15,843
    ACCOUNTS
  • Average Account Value
    $149,456
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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