David Layo, financial advisor Jacksonville FL
83 score

David Layo

CRD Number: 1037490
Current Firm: Fifth Third Securities, Inc.

David Layo (CRD# 1037490) is an Investment Advisor Representative working at Fifth Third Securities, Inc. in Jacksonville, FL and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Fifth Third Securities Jacksonville, FL Jun 2015 - Current 1
Centennial Bank Clearmont, FL Feb 2015 - May 2015 < 1
Investment Professionals, Inc. Phoenixville, PA Mar 2012 - Jan 2015 2
National Penn Bank Pottstown, PA Jun 2008 - Mar 2012 3
Primevest Financial Services, Inc. St. Cloud, MN Oct 2007 - Mar 2012 4
The Harleysville National Bank & Trust Spring House, PA Oct 2007 - May 2008 < 1
Wachovia Securities Jeffersonville, PA Jul 2007 - Oct 2007 < 1
Primevest Financial Services, Inc. St. Cloud, MN Jan 2003 - Jul 2007 4
Fulton Financial Advisors Reading, PA Jan 2003 - Jun 2007 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1984
S65 NASAA Investment Advisors Law Examination Aug 2000
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for David J. Layo
Phone Number: 888-889-1025
Firm Website: http://www.53.com
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    813
    MILLIONS
  • Total Number of Accounts
    4,744
    ACCOUNTS
  • Average Account Value
    $171,395
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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