Celeste FriendCRD Number: 4460059
Current Firm: Valic Financial Advisors, Inc.
Celeste Friend (CRD# 4460059) is an Investment Advisor Representative working at Valic Financial Advisors, Inc. in Knoxville, TN and has over 16 years of experience in the finance industry. Celeste Friend has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Retirement Planning Services, LLC
Ubs Financial Services Inc.
Cw Securities, LLC
|Valic Financial Advisors, Inc.||Knoxville, TN||Dec 2012 - Current||5|
|Bellwether Investment Group, LLC||Chattanooga, TN||Aug 2008 - Jan 2013||4|
|Raymond James Financial Services, Inc.||Chattanooga, TN||May 2006 - Oct 2008||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2012|
|S66||NASAA Uniform Combined State Law Examination||Jan 2002|
Total Assets Under Management22,665MILLIONS
Total Number of Accounts866,312ACCOUNTS
Average Account Value$26,163
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV