Nicholas Hodge, financial advisor Knoxville TN
93 score

Nicholas Hodge

CRD Number: 5591623
Current Firm: Cambridge Investment Research Advisors, Inc.

Nicholas Hodge (CRD# 5591623) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Knoxville, TN and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Cambridge Investment Research, Inc. Fairfield, IA Jan 2015 - Current 1
Cambridge Investment Research Advisors, Inc. Fairfield, IA Jan 2015 - Current 1
Fifth Third Securities Knoxville, TN Mar 2014 - Nov 2014 < 1
Ftb Advisors, Inc. Knoxville, TN Oct 2013 - Feb 2014 < 1
First Tennessee Knoxville, TN Jun 2012 - Feb 2014 1
Unemployed Knoxville, TN Feb 2012 - Jun 2012 < 1
Merrill Lynch Morristown, TN Sep 2010 - Feb 2012 1
Valic Financial Advisors, Inc. Brentwood, TN Nov 2009 - Sep 2010 < 1
Valic Financail Advisors Brentwood, TN Nov 2009 - Sep 2010 < 1
Unemployed Talbott, TN Sep 2009 - Nov 2009 < 1
Edward Jones St Louis, MO Nov 2008 - Sep 2009 < 1
Edward Jones Jefferson City, TN Nov 2008 - Sep 2009 < 1
Northwestern Mutual Knoxville, TN Aug 2008 - Nov 2008 < 1
Northwestern Mutual Financial Knoxville, TN Jul 2008 - Oct 2008 < 1
Lifeway Christian Nashville, TN May 2005 - Aug 2008 3
Lifeway Christitan Resources Nashville, TN May 2004 - Aug 2008 4
Carson-newman College Jefferson City, TN Aug 2003 - May 2008 4
Carson-newman College Jefferson City, TN Aug 2003 - May 2008 4
Student Morristown, TN Oct 1998 - May 2008 9
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2009
Contact Info for Nicholas W. Hodge
Phone Number: 641-472-5100
Firm Website: http://www.cir2.com
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    25,187
    MILLIONS
  • Total Number of Accounts
    152,412
    ACCOUNTS
  • Average Account Value
    $165,257
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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