David Casper, financial advisor Lake Elmo MN
76 score

David Casper

CRD Number: 1039855
Current Firm: Northwestern Mutual Investment Services,llc

David Casper (CRD# 1039855) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Lake Elmo, MN and has over 34 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Northwestern Mutual Investment Services, LLC Lake Elmo, MN Jun 2013 - Current 3
Northwestern National Life Ins Co Minn, MN Jul 1990 - Current 26
Buckman Schmidt Yarger Minneapolis, MN Jun 1984 - Current 32
Northwestern Mutual Investment Services, LLC Lake Elmo, MN Jun 2013 - Dec 2013 < 1
Northwestern Mutual Investment Services, LLC Walnut Creek, CA Feb 2011 - Jun 2013 2
Northwestern Mutual Investment Services, LLC Vernon Hills, IL Feb 2006 - Jan 2011 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1982
S65 NASAA Investment Advisors Law Examination Dec 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for David J. Casper
Phone Number: 866-664-7737
Registered State(s):
  • CA
  • WI
  • MN
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
76

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