Frank Moore, financial advisor Lancaster CA
90 score

Frank Moore

CRD Number: 6130113
Current Firm: J.p. Morgan Securities LLC

Frank Moore (CRD# 6130113) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Lancaster, CA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Jpmorgan Securities LLC Lancaster, CA May 2016 - Current < 1
Morgan Stanley Private Bank, National Association Valencia, CA Jan 2015 - Apr 2016 1
Morgan Stanley Valencia, CA Feb 2014 - Apr 2016 2
Valencia Auto/street Fair Valencia, CA Aug 2010 - Sep 2014 4
The Prudential Insurance Company Of America Sherman Oaks, CA Oct 2012 - Nov 2013 1
Pruco Securities LLC Sherman Oaks, CA Oct 2012 - Nov 2013 1
Total Financial Solutions Newhall, CA Jul 2012 - Aug 2012 < 1
Wells Fargo Bank Stevenson Ranch, CA Oct 2010 - Jul 2012 1
Pier One Imports Valencia, CA Oct 2010 - Nov 2010 < 1
Skechers Usa Valencia, CA Feb 2010 - Oct 2010 < 1
The Master's College Newhall, CA Jul 2009 - Feb 2010 < 1
Makua Lani Christian School Holualoa, HI Aug 2007 - Jun 2009 1
Unemployed Kailua Kona, HI Jul 2007 - Aug 2007 < 1
Unemployed Valencia, CA May 2007 - Jun 2007 < 1
Chili's Grille And Bar Stevenson Ranch, CA Aug 2006 - May 2007 < 1
The Master's College Newhall, CA Aug 2003 - May 2007 3
Ess Support Services Anchorage, AK Jun 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2012
S66 NASAA Uniform Combined State Law Examination Apr 2014
Contact Info for Frank C. Moore
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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