Jay CharlesCRD Number: 1307368
Current Firm: Raymond James Financial Services Advisors, Inc.
Jay Charles (CRD# 1307368) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Lancaster, PA and has over 33 years of experience in the finance industry.
Thrivent Investment Management Inc.
Northwestern Mutual Investment Services,llc
Kaufman Advisory Services, Inc.
|Rental Real Estate||Big Sky, MT||May 2012 - Current||5|
|Raymond James Financial Services Advisors, Inc.||Lancaster, PA||Jan 2009 - Current||8|
|Strasburg Capital Management Ltd||Lancaster, PA||Jan 2008 - Current||9|
|Aircraft Lease And Rental||Annville, PA||Apr 2004 - Current||13|
|Belair Two, LLC||Willow Street, PA||Mar 2004 - Current||13|
|Raymond James Financial Services, Inc.||Lancaster, PA||Apr 1987 - Current||30|
|Jay W. Charles||Lancaster, PA||Jan 1990 - Jan 2008||18|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1984|
|S65||NASAA Investment Advisors Law Examination||Nov 1993|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management64,210MILLIONS
Total Number of Accounts224,839ACCOUNTS
Average Account Value$285,581
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV