Christopher HoriCRD Number: 6013855
Current Firm: Lincoln Financial Securities Corporation
Christopher Hori (CRD# 6013855) is an Investment Advisor Representative working at Lincoln Financial Securities Corporation in Las Vegas, NV and has over 5 years of experience in the finance industry.
Kingsbridge Wealth Management, Inc.
Hornor, Townsend & Kent, Inc.
Cathay Consultants Ltd.
|Lincoln Financial Securities Corporation||Las Vegas, NV||Apr 2015 - Current||2|
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Aug 2014 - Jan 2015||< 1|
|Northwestern Mutual Life Insurance Company||Milwaukee, WI||May 2014 - Jan 2015||< 1|
|Northwestern Mutual Investments Services LLC||Las Vegas, NV||May 2014 - Jan 2015||< 1|
|Advance Personal Care Solutions||Las Vegas, NV||Apr 2014 - Jun 2014||< 1|
|Unemployed||Las Vegas, NV||Jan 2014 - Apr 2014||< 1|
|Ameriprise Financial Services Inc.||Las Vegas, NV||Jan 2012 - Jan 2014||2|
|Hsbc||Las Vegas, NV||Dec 2010 - Dec 2011||1|
|Lasvegas.net||Las Vegas, NV||Jan 2002 - Dec 2010||8|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management1,541MILLIONS
Total Number of Accounts8,357ACCOUNTS
Average Account Value$184,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV