Dawn Locicero, financial advisor Las Vegas NV
93 score

Dawn Locicero

CRD Number: 2997050
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dawn Locicero (CRD# 2997050) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Las Vegas, NV and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce Fenner & Smith, Inc. Las Vegas, NV Jul 2014 - Current 2
Fidelity Investments Henderson, NV Jun 2004 - Jun 2014 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1998
S66 NASAA Uniform Combined State Law Examination Jun 2008
Contact Info for Dawn L. Locicero
Phone Number: 800-637-7455
Registered State(s):
  • NV
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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