Brandon Gaines, financial advisor Lexington KY
93 score

Brandon Gaines

CRD Number: 5489962
Current Firm: Northwestern Mutual Investment Services,llc

Brandon Gaines (CRD# 5489962) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Lexington, KY and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services, LLC Lexington, KY Sep 2010 - Current 6
Northwestern Mutual Life Insurance Company Milwaukee, WI Feb 2008 - Current 8
Northwestern Mutual Investment Services, LLC Louisville, KY Jan 2012 - Mar 2016 4
Northwestern Mutual Investment Services, LLC Bowling Green, KY Sep 2008 - Sep 2010 2
Western Ky University Bowling Green, KY Aug 2004 - May 2008 3
Diecast Direct, Inc. Frankfort, KY May 2006 - Jan 2008 1
Western Kentucky University Phonathon Bowling Green, KY Aug 2004 - Jan 2008 3
The Frankfort Country Club Frankfort, KY Mar 2000 - Aug 2006 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2009
S65 NASAA Investment Advisors Law Examination Dec 2011
Contact Info for Brandon J. Gaines
Phone Number: 866-664-7737
Registered State(s):
  • KY
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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