John RiddleCRD Number: 1178302
Current Firm: Edward Jones
John Riddle (CRD# 1178302) is an Investment Advisor Representative working at Edward Jones in Lexington, KY and has over 32 years of experience in the finance industry.
Pierce Financial Planning, Inc.
Investment Professionals, Inc.
Context Financial LLC
|Edward Jones||St Louis, MO||Sep 2010 - Current||6|
|New York Life Insurance||Creve Coeur, MO||Dec 2009 - Sep 2010||< 1|
|Nylife Securities LLC||Creve Coeur, MO||Dec 2009 - Sep 2010||< 1|
|Bankers Life & Casualty||Fairview Heights, IL||Jan 2006 - Oct 2009||3|
|Uvest Financial Services Group, Inc.||Fairview Heights, IL||Jan 2006 - Sep 2009||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1985|
|S66||NASAA Uniform Combined State Law Examination||Nov 2010|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management140,424MILLIONS
Total Number of Accounts777,048ACCOUNTS
Average Account Value$180,715
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV