Richard SloggettCRD Number: 1313258
Current Firm: First Allied Advisory Services, Inc.
Richard Sloggett (CRD# 1313258) is an Investment Advisor Representative working at First Allied Advisory Services, Inc. in Lihue, HI and has over 33 years of experience in the finance industry.
Aegis Capital Management, Inc.
State Farm Investment Management Corp.
Retirement Wealth Advisors, Inc.
|First Allied Advisory Services, Inc.||Chesterfield, MO||Jul 2012 - Current||5|
|First Allied Securities, Inc.||San Diego, CA||Dec 1994 - Current||23|
|Redi Multi List||Honolulu, HI||Jan 1981 - Current||37|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1984|
Total Assets Under Management4,543MILLIONS
Total Number of Accounts23,384ACCOUNTS
Average Account Value$194,276
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY