Scott NishimuraCRD Number: 1890987
Current Firm: Transamerica Financial Advisors, Inc.
Scott Nishimura (CRD# 1890987) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Los Angeles, CA and has over 23 years of experience in the finance industry.
Jst Investment Consulting
Fried Asset Management, Inc.
|Transamerica Financial Advisors, Inc.||Hacienda Heights, CA||Oct 2015 - Current||1|
|Cetera Financial Group||El Segundo, CA||Jul 2013 - Aug 2015||2|
|Transamerica Financial Advisors, Inc.||St Petersburg, FL||Sep 2006 - Jul 2013||6|
|Charles Schwab Bank, N.a.||Pasadena, CA||Feb 2005 - Sep 2006||1|
|Charles Schwab & Company, Inc.||Pasadena, CA||Jun 1994 - Sep 2006||12|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1994|
Total Assets Under Management4,493MILLIONS
Total Number of Accounts33,842ACCOUNTS
Average Account Value$132,767
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV