Natalie LockeCRD Number: 1140619
Current Firm: Raymond James & Associates, Inc.
Natalie Locke (CRD# 1140619) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Mandeville, LA and has over 18 years of experience in the finance industry.
Fpl Capital Management, LLC
Ameriprise Financial Services, Inc.
Gregory Ricks Llc Dba Gregory Ricks & Associates
|Raymond James & Associates, Inc.||Mandeville, LA||Feb 2013 - Current||5|
|Morgan Keegan & Company, Inc.||Hattiesburg, MS||Jan 2010 - Feb 2013||3|
|Morgan Keegan & Company, Inc.||Covington, LA||Aug 1998 - Jan 2010||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1999|
Total Assets Under Management142,933MILLIONS
Total Number of Accounts472,443ACCOUNTS
Average Account Value$302,541
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV