Dennis DonnellyCRD Number: 4594438
Current Firm: 1st Global Advisors Inc.
Dennis Donnelly (CRD# 4594438) is an Investment Advisor Representative working at 1st Global Advisors Inc. in Medford, OR and has over 15 years of experience in the finance industry.
Oregon Pacific Financial Advisors Inc.
Raymond James Financial Services Advisors, Inc.
Cetera Advisor Networks LLC
|1st Global Insurance Services, Inc.||Medford, OR||May 2005 - Current||12|
|1st Global Advisors, Inc.||Medford, OR||Mar 2003 - Current||14|
|1st Global Capital Corp||Medford, OR||Oct 2002 - Current||15|
|Kosmatka Donnelly & Co, Llp Dba Kdp Certified Public Accountants||Medford, OR||Sep 1979 - Current||38|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2003|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management7,093MILLIONS
Total Number of Accounts21,134ACCOUNTS
Average Account Value$335,619
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV