Joseph LascalaCRD Number: 3070261
Current Firm: Aegis Capital Corp.
Joseph Lascala (CRD# 3070261) is an Investment Advisor Representative working at Aegis Capital Corp. in Melville, NY and has over 19 years of experience in the finance industry.
Altium Wealth Management LLC
American Portfolios Advisors, Inc.
Abbondandolo Wealth Management Corp
|Aegis Capital Corp.||New York, NY||Feb 2012 - Current||6|
|Paulson Investment Company, Inc.||Hauppauge, NY||Jan 2010 - Feb 2012||2|
|Gunnallen Financial||Tampa, FL||Jul 2002 - Jan 2010||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1998|
|S65||NASAA Investment Advisors Law Examination||Apr 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management369MILLIONS
Total Number of Accounts1,350ACCOUNTS
Average Account Value$273,396
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV