Yong Wang (CRD# 7336815) is an Investment Advisor Representative working at Transglobal Advisory, LLC in Monrovia, CA and has over 4 years of experience in the finance industry. Yong Wang has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6724246
Modern Assets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Transglobal Advisory, LLC | Monrovia, CA | Oct 2022 - Current | 1 |
| Transglobal Advisory, LLC | Monrovia, CA | Sep 2021 - Current | 2 |
| Globalink Securities, Inc. | Pasadena, CA | Feb 2021 - Current | 3 |
| Transglobal Insurance Agency, Inc. | Monrovia, CA | Oct 2017 - Current | 6 |
| Skyvision Insurance | San Marino, CA | May 2017 - Sep 2017 | < 1 |
| N/a | South Pasadena, CA | Jan 2017 - Apr 2017 | < 1 |
| Aig Financial Network | Pasadena, CA | Feb 2016 - Dec 2016 | < 1 |
| Pasadena City College | Pasadena, CA | Mar 2015 - Jan 2016 | < 1 |
| Emerson Process Management | Shanghai, | Jan 2013 - Feb 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2019 |
- CA
- HI
- IL
- MD
- NY
- PA
- WY
-
Total Assets Under Management40MILLIONS
-
Total Number of Accounts185ACCOUNTS
-
Average Account Value$215,818
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Other
CA, GA, HI, IL, LA, MA, MD, MI, NC, NJ, NV, NY, PA, TX, WA, WY
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