Tripp Middleton, financial advisor Mount Pleasant SC

Tripp Middleton

CRD Number: 5291681
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tripp Middleton (CRD# 5291681) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Mount Pleasant, SC and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mount Pleasant, SC Mar 2020 - Current < 1
Bank Of America,n.a. Mount Pleasant, SC Mar 2020 - Current < 1
W&s Brokerage Services Cincinnati, OH Jul 2019 - Dec 2019 < 1
W&s Brokerage Services Daniel Island, SC Jun 2019 - Dec 2019 < 1
Boxxle Charleston, SC Jan 2015 - Jun 2019 4
Volvo Care Us Operations Inc. Charleston, NC Jan 2019 - Mar 2019 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charleston, SC Jul 2014 - Jan 2015 < 1
Wells Fargo Winston Salem, NC Mar 2010 - Jul 2014 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2019
Contact Info for Tripp Middleton
Phone Number: 800-637-7455
Registered State(s):
  • SC
  • TX
By the Numbers
  • Total Assets Under Management
    962,052
    MILLIONS
  • Total Number of Accounts
    2,529,169
    ACCOUNTS
  • Average Account Value
    $380,383
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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