Grace SunCRD Number: 6143290
Current Firm: Transamerica Financial Advisors, Inc.
Grace Sun (CRD# 6143290) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Mountain View, CA and has over 4 years of experience in the finance industry.
Three Bell Capital LLC
Prosperity Financial Group, Inc.
Skyoak Wealth Management, Inc.
|Debtmerica||Santa Ana, CA||Sep 2014 - Current||3|
|Western Athletic Club||San Francisco, CA||Jan 2014 - Current||3|
|Transamerica Financial Advisors, Inc.||Mountain View, CA||Nov 2012 - Current||5|
|World Financial Group, Inc.||Mountain View, CA||Nov 2012 - Current||5|
|Cupertino Union School Dist.||Cupertino, CA||May 2008 - Current||9|
|Unemployed||Cupertino, CA||Nov 2001 - Jun 2008||6|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||May 2013|
|S63||Uniform Securities State Law Examination||Mar 2013|
Total Assets Under Management4,493MILLIONS
Total Number of Accounts33,842ACCOUNTS
Average Account Value$132,767
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV