Kathryn RoachCRD Number: 6057367
Current Firm: Northwestern Mutual Investment Services,llc
Kathryn Roach (CRD# 6057367) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Nashville, TN and has over 3 years of experience in the finance industry.
Retirement Resources Management, LLC
Envision Wealth Planning
Raymond James Financial Services Advisors, Inc.
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Feb 2014 - Current||2|
|Northwestern Mutual Investment Services LLC||Nashville, TN||Apr 2013 - Current||3|
|Northwestern Mutual Investment Services, LLC||Nashville, TN||Jul 2012 - Current||4|
|Matthew A Self||Nashville, TN||Jun 2012 - Current||4|
|Belmont Fitness And Recreation||Nashville, TN||Sep 2010 - May 2012||1|
|Belmont Fitness And Recreation||Nashville, TN||Jan 2009 - May 2012||3|
|Belmont University||Nashville, TN||Aug 2008 - May 2012||3|
|Jackson Madison Company General Hospital||Jackson, TN||Jun 2010 - Aug 2010||< 1|
|West Tn Healthcare||Jackson, TN||Jun 2008 - Aug 2008||< 1|
|University School Of Jackson||Jackson, TN||Aug 2004 - May 2008||3|
|Maggie Moo's||Jackson, TN||May 2007 - Aug 2007||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2013|
|S65||NASAA Investment Advisors Law Examination||Apr 2013|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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