Roger GrahamCRD Number: 1047719
Current Firm: H. Beck, Inc.
Roger Graham (CRD# 1047719) is an Investment Advisor Representative working at H. Beck, Inc. in Nashville, TN and has over 35 years of experience in the finance industry.
Retirement Resources Management, LLC
Fifth Third Securities, Inc.
Quinn Stauffer Financial, LLC
|H. Beck||Rockville, MD||Aug 2006 - Current||11|
|Financial Strategies, Inc.||Nashville, TN||Apr 1983 - Current||35|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1982|
|S65||NASAA Investment Advisors Law Examination||May 2004|
Total Assets Under Management1,330MILLIONS
Total Number of Accounts6,100ACCOUNTS
Average Account Value$218,030
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV