Booker SmithCRD Number: 6817634
Current Firm: Imperial Capital Asset Management LLC
Booker Smith (CRD# 6817634) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in New York, NY and has over 4 years of experience in the finance industry.
Financial Life Focus, LLC
Park Avenue Securities LLC
|Imperial Capital, LLC||New York, NY||Aug 2017 - Current||5|
|Imperial Capital, LLC||New York, NY||Jun 2017 - Aug 2017||< 1|
|Mcdonogh School||Owings Mills, MD||Mar 2017 - May 2017||< 1|
|The George Washington University||Washington, DC||Aug 2014 - Mar 2017||2|
|Planet Produce||Baltimore, MD||May 2014 - Aug 2014||< 1|
|The George Washington University||Washington, DC||Aug 2013 - Jun 2014||< 1|
|Planet Produce||Baltimore, MD||Mar 2013 - Aug 2013||< 1|
|Mcdonogh School||Owings Mills, MD||Aug 2009 - Jun 2013||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2018|
Total Assets Under Management629MILLIONS
Total Number of Accounts12ACCOUNTS
Average Account Value$52,412,765
- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
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