Brian DohertyCRD Number: 7077944
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Brian Doherty (CRD# 7077944) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY and has over 3 years of experience in the finance industry.
Financial Life Focus, LLC
Park Avenue Securities LLC
|Bank Of America, N.a.||New York, NY||Mar 2019 - Current||3|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||New York, NY||Feb 2019 - Current||3|
|Unemployed||New York, NY||Nov 2018 - Feb 2019||< 1|
|Decisionquest||New York, NY||Jul 2017 - Nov 2018||1|
|Unemployed||New York, NY||Jan 2017 - Jul 2017||< 1|
|Arc Document Solutions||New York, NY||May 2016 - Jan 2017||< 1|
|Unemployed||New York, NY||Oct 2015 - Jun 2016||< 1|
|Merrill Corporation||New York, NY||Apr 1996 - Oct 2015||19|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jun 2019|
Total Assets Under Management1,283,838MILLIONS
Total Number of Accounts2,825,602ACCOUNTS
Average Account Value$454,359
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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