Elizabeth DominguezCRD Number: 5928701
Current Firm: J.p. Morgan Securities LLC
Elizabeth Dominguez (CRD# 5928701) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in New York, NY and has over 6 years of experience in the finance industry.
Legacy Care Wealth, LLC
Altium Wealth Management LLC
Cfs Investment Advisory Services LLC
|Jpms||New York, NY||Sep 2014 - Current||3|
|Citibank Na||New York, NY||May 2013 - Sep 2014||1|
|Jpms||New York, NY||May 2011 - May 2013||2|
|Chase||New York, NY||Feb 2010 - May 2011||1|
|Bank Of America||New York, NY||Aug 2009 - Feb 2010||< 1|
|Unemployed||New York, NY||May 2009 - Aug 2009||< 1|
|Us Embassy||Santo Domingo,||Mar 2009 - May 2009||< 1|
|Bloomingdales||New York, NY||Oct 2002 - Feb 2009||6|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management81,562MILLIONS
Total Number of Accounts376,424ACCOUNTS
Average Account Value$216,675
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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