Garrett Marks, financial advisor New York NY
90 score

Garrett Marks

CRD Number: 6091629
Current Firm: Neuberger Berman LLC

Garrett Marks (CRD# 6091629) is an Investment Advisor Representative working at Neuberger Berman LLC in New York, NY and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Neuberger Berman LLC New York, NY Mar 2014 - Current 2
Sanford C. Bernstein & Company, LLC New York, NY Jun 2012 - Mar 2014 1
University Of Pennsylvania Philadelphia, PA Sep 2008 - May 2012 3
Schafer Cullen Capital Management New York, NY May 2011 - Aug 2011 < 1
The Travelers Companies, Inc. Hartford, CT May 2010 - Aug 2010 < 1
Highland Park Market Farmington, CT May 2008 - Aug 2009 1
Farmington Public School System Farmington, CT Jan 2002 - Jun 2008 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2012
S65 NASAA Investment Advisors Law Examination Apr 2014
Contact Info for Garrett T. Marks
Phone Number: 212-476-9000
Firm Website: http://www.nb.com
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    52,626
    MILLIONS
  • Total Number of Accounts
    40,700
    ACCOUNTS
  • Average Account Value
    $1,293,032
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, CA, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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