Richard McLaughlin, financial advisor New York NY
93 score

Richard McLaughlin

CRD Number: 1082605
Current Firm: Voya Investment Management Company LLC

Richard McLaughlin (CRD# 1082605) is an Investment Advisor Representative working at Voya Investment Management Company LLC in New York, NY and has over 33 years of experience in the finance industry.

Similar Advisors
John Bartlett, financial advisor New York NY
John J. Bartlett
CRD# 5973991
Cfs Investment Advisory Services LLC
Score
107
Similar Advisors
Danna Jacobs, financial advisor New York NY
Danna Jacobs
CRD# 5366446
Legacy Care Wealth, LLC
Score
107
Similar Advisors
Gary Matthews, financial advisor New York NY
Gary R. Matthews
CRD# 4276969
SRI Investing
Score
107
Company Name Location Dates Years
Voya Investment Management Company LLC New York, NY May 2014 - Current 2
Voya Investments Distributor, LLC Windsor, CT May 2014 - Current 2
Voya Investment Management Medfield, MA May 2014 - Current 2
Ing Investments Distributor Medfield, MA Feb 2012 - May 2014 2
Ing Investment Management Medfield, MA Feb 2012 - May 2014 2
Midamerica Financial Services, Inc. Medfield, MA Sep 2010 - Feb 2012 1
Lpl Charlotte, NC Jun 2010 - Aug 2010 < 1
Sovereign Bank Norwood, MA Jun 2010 - Aug 2010 < 1
Riversource Investments Minneapolis, MN Nov 2008 - Apr 2010 1
Seligman Advisors, Inc. New York, NY May 2008 - Apr 2010 1
Prudential Investments Medfield, MA Sep 1997 - Feb 2008 10
Prudential Investment Management Services LLC Medfiled, MA Sep 1997 - Feb 2008 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1982
S65 NASAA Investment Advisors Law Examination Dec 1999
Contact Info for Richard J. McLaughlin
Phone Number: 212-309-8200
Registered State(s):
  • CO
  • CT
  • MA
  • RI
  • VT
  • NJ
By the Numbers
  • Total Assets Under Management
    87,142
    MILLIONS
  • Total Number of Accounts
    2,322
    ACCOUNTS
  • Average Account Value
    $37,529,048
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Richard McLaughlin and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.