Steven Blum, financial advisor New York NY
93 score

Steven Blum

CRD Number: 1192819
Current Firm: E*trade Capital Management, LLC

Steven Blum (CRD# 1192819) is an Investment Advisor Representative working at E*trade Capital Management, LLC in New York, NY and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
E*trade Capital Management, LLC New York, NY Jul 2013 - Current 3
E*trade Securities LLC New York, NY Jul 2013 - Current 3
Santander Securities LLC Guaynabo, PR Sep 2012 - Jul 2013 < 1
Sovereign Bank Springfield, NJ May 2012 - Jul 2013 1
Lpl Springfield, NJ May 2012 - Sep 2012 < 1
Pnc Investments New York, NY Sep 2011 - May 2012 < 1
Td Ameritrade New York, NY Sep 2010 - Sep 2011 1
Unemployed Wyckoff, NJ Apr 2010 - Sep 2010 < 1
Hsbc Securities (usa) Inc. New York City, NY Jan 2005 - Apr 2010 5
Hsbc Brokerage (usa) Inc. Nyack, NY Apr 1999 - Apr 2010 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1995
S66 NASAA Uniform Combined State Law Examination Oct 2010
Contact Info for Steven D. Blum
Phone Number: 646-521-4453
Firm Website: https://www.etrade.com
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    3,199
    MILLIONS
  • Total Number of Accounts
    19,200
    ACCOUNTS
  • Average Account Value
    $166,610
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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