Valerie PrincipeCRD Number: 5381785
Current Firm: Alliancebernstein LP
Valerie Principe (CRD# 5381785) is an Investment Advisor Representative working at Alliancebernstein LP in New York, NY and has over 8 years of experience in the finance industry.
Cfs Investment Advisory Services LLC
Legacy Care Wealth, LLC
|Sanford C. Bernstein & Company, LLC||New York, NY||Feb 2014 - Current||3|
|Unemployed||New York, NY||Nov 2013 - Feb 2014||< 1|
|Saks Fifth Avenue||New York, NY||Apr 2013 - Nov 2013||< 1|
|Unemployed||New York, NY||Oct 2012 - Apr 2013||< 1|
|Bank Of America, Na||Pittsford, NY||Nov 2009 - Oct 2012||2|
|Merrill Lynch||Rochester, NY||Jul 2009 - Oct 2012||3|
|Unemployed||New York, NY||Aug 2008 - Jul 2009||< 1|
|Morgan Stanley||New York, NY||Jul 2007 - Aug 2008||1|
|Bucknell University||Lewisburg, PA||Feb 2007 - Jul 2007||< 1|
|Macy's||Rochester, NY||Jan 2007 - Feb 2007||< 1|
|Century Liquor||Rochester, NY||Dec 2006 - Jan 2007||< 1|
|Bucknell University||Lewisburg, PA||Aug 2006 - Dec 2006||< 1|
|Pricewaterhousecoopers||New York City, NY||Jun 2006 - Aug 2006||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management436,187MILLIONS
Total Number of Accounts38,589ACCOUNTS
Average Account Value$11,303,398
- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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