Valerie Principe, financial advisor New York NY
73 score

Valerie Principe

CRD Number: 5381785
Current Firm: Alliancebernstein LP

Valerie Principe (CRD# 5381785) is an Investment Advisor Representative working at Alliancebernstein LP in New York, NY and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Sanford C. Bernstein & Company, LLC New York, NY Feb 2014 - Current 2
Unemployed New York, NY Nov 2013 - Feb 2014 < 1
Saks Fifth Avenue New York, NY Apr 2013 - Nov 2013 < 1
Unemployed New York, NY Oct 2012 - Apr 2013 < 1
Bank Of America, Na Pittsford, NY Nov 2009 - Oct 2012 2
Merrill Lynch Rochester, NY Jul 2009 - Oct 2012 3
Unemployed New York, NY Aug 2008 - Jul 2009 < 1
Morgan Stanley New York, NY Jul 2007 - Aug 2008 1
Bucknell University Lewisburg, PA Feb 2007 - Jul 2007 < 1
Macy's Rochester, NY Jan 2007 - Feb 2007 < 1
Century Liquor Rochester, NY Dec 2006 - Jan 2007 < 1
Bucknell University Lewisburg, PA Aug 2006 - Dec 2006 < 1
Pricewaterhousecoopers New York City, NY Jun 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Valerie A. Principe
Phone Number: 212-969-1000
Firm Website: http://www.bernstein.com
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    436,187
    MILLIONS
  • Total Number of Accounts
    38,589
    ACCOUNTS
  • Average Account Value
    $11,303,398
Compensation Options
  • A percentage of assets under your management
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Valerie Principe and other advisors.
BADGES
73

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