Be advised. This advisor is no longer registered as an Independent Advisor Representative. They may still be registered as a broker.
Jon Ferraiolo, financial advisor Newark NJ
90 score

Jon Ferraiolo

CRD Number: 5881490
Current Firm: Prudential Investments LLC

Jon Ferraiolo (CRD# 5881490) is an Investment Advisor Representative working at Prudential Investments LLC in Newark, NJ and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Prudential Investments LLC Newark, NJ Jun 2013 - Current 3
Prudential Investment Management Services LLC Newark, NJ Jun 2013 - Current 3
Prudential Insurance Company Of America Newark, NJ Jun 2013 - Current 3
Dublin Pub Morristown, NJ Jan 2012 - Current 4
Dublin Pub Morristown, NJ Jan 2012 - Current 4
Northwestern Mutual Investment Services, LLC Morristown, NJ Jun 2012 - Feb 2013 < 1
Northwestern Mutual Life Insurance Company Milwaukee, WI Sep 2011 - Feb 2013 1
Seton Hall University South Orange, NJ Sep 2010 - Jun 2011 < 1
Seton Hall University South Orange, NJ Jun 2007 - May 2011 3
Ameriprise Financial- Olsen And Associates Lodi, CA May 2010 - Jan 2011 < 1
Payless Grocery Store Lockeford, CA Jun 2008 - Aug 2010 2
St. Mary's High School Stockton, CA Jun 2003 - Jun 2007 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2012
Contact Info for Jon M. Ferraiolo
Phone Number: 973-367-6608
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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