Caroline Oliver, financial advisor Norfolk VA
96 score

Caroline Oliver

CRD Number: 1411748
Current Firm: Palladium Registered Investment Advisors

Caroline Oliver (CRD# 1411748) is an Investment Advisor Representative working at Palladium Registered Investment Advisors in Norfolk, VA and has over 31 years of experience in the finance industry. Caroline Oliver has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Palladium Registered Investment Advisors Norfolk, VA Jan 2010 - Current 6
Crowe Wealth Management, LLC Tampa, FL Jan 2009 - Sep 2009 < 1
Crowe Wealth Management, LLC Tampa, FL Sep 2008 - Jan 2009 < 1
Unemployed Tampa, FL Nov 2007 - Sep 2008 < 1
Bank Of America Tampa, FL Oct 2006 - Nov 2007 1
Bank Of America Tampa, FL Nov 2000 - Oct 2006 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1985
Contact Info for Caroline S. Oliver
Phone Number: 757-305-1500
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    1,805
    MILLIONS
  • Total Number of Accounts
    1,720
    ACCOUNTS
  • Average Account Value
    $1,049,234
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

CA, CT, DC, FL, GA, IL, IN, LA, MA, MD, NC, NH, NJ, NY, OH, OR, PA, SC, TN, TX, VA, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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