Bruce Rosenberg, financial advisor Oak Brook IL
86 score

Bruce Rosenberg

CRD Number: 1321478
Current Firm: Alchemy Advisors, LLC

Bruce Rosenberg (CRD# 1321478) is an Investment Advisor Representative working at Alchemy Advisors, LLC in Oak Brook, IL and has over 28 years of experience in the finance industry. Bruce Rosenberg has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Alchemy Advisors, Llc D/b/a Alchemy Financial Group Oak Brook, IL Jun 2015 - Current 1
Lpl Financial LLC Oakbrook, IL Jun 2015 - Current 1
First Allied Advisory Services, Inc. Chesterfield, MO Jul 2012 - Jun 2015 2
First Allied Securities, Inc. San Diego, CA Jun 2011 - Jun 2015 4
Center For Financial Solutions Schaumberg, IL Apr 1994 - Jun 2015 21
Royal Alliance Associates New York, NY May 2004 - Jun 2011 7
Royal Alliance Associates New York, NY May 2004 - Jun 2011 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1988
S65 NASAA Investment Advisors Law Examination Jan 2003
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Bruce Rosenberg
Phone Number: 630-656-9000
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States


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