Sean Brennan, financial advisor Oak Brook IL
68 score

Sean Brennan

CRD Number: 6339480
Current Firm: Axa Advisors, LLC

Sean Brennan (CRD# 6339480) is an Investment Advisor Representative working at Axa Advisors, LLC in Oak Brook, IL and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Axa Advisors, LLC New York, NY Aug 2014 - Current 2
Unemployed Clarendon Hills, IL May 2014 - Aug 2014 < 1
Depauw University Greencastle, IN Aug 2010 - May 2014 3
American Leadership Academy Cabo San Lucas, Jan 2012 - Feb 2014 2
John Greene Commercial Real Estate Naperville, IL May 2012 - Aug 2012 < 1
St. Ignatius College Prep Chicago, IL Aug 2006 - Jun 2010 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Sean F. Brennan
Phone Number: 212-314-4600
Firm Website: http://axa.us.com
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    9,867
    MILLIONS
  • Total Number of Accounts
    40,093
    ACCOUNTS
  • Average Account Value
    $246,096
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
68

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