Michael Oliver, financial advisor Omaha NE
77 score

Michael Oliver

CRD Number: 6270607
Current Firm: Td Ameritrade, Inc.

Michael Oliver (CRD# 6270607) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Omaha, NE and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Tdameritrade, Inc. Omaha, NE Nov 2013 - Current 3
Verizonwireless Omaha, NE Oct 2007 - Nov 2013 6
Radioshack Omaha, NE Jun 2001 - Oct 2007 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Michael J. Oliver
Phone Number: (800) 669-3900
Registered State(s):
  • NE
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
77

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