Davy KwokCRD Number: 3120925
Current Firm: Mml Investors Services, LLC
Davy Kwok (CRD# 3120925) is an Investment Advisor Representative working at Mml Investors Services, LLC in Orange, CA and has over 18 years of experience in the finance industry.
Dorman Skorheim Wealth Management LLC
Jst Investment Consulting
Cg Financial Services
|Mml Investors Services||Orange, CA||Aug 2013 - Current||3|
|Massachusetts Mutual Life Insurance Company||Orange, CA||Jul 2013 - Current||3|
|Park Avenue Securities||Diamond Bar, CA||Sep 2011 - Jul 2013||1|
|Guardian Life||Diamond Bar, CA||Aug 2011 - Jul 2013||1|
|The Prudential Insurance Comapy Of America||City Of Industry, CA||Oct 2006 - Jul 2011||4|
|Pruco Securities, LLC||City Of Industry, CA||Oct 2006 - Jul 2011||4|
|Farmers Financial Solutions||Brea, CA||Jul 2002 - Oct 2006||4|
|Farmers Insurance Group||Brea, CA||Apr 2002 - Oct 2006||4|
|West Team Realty||Monterey Park, CA||Jan 2002 - Oct 2006||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1998|
|S65||NASAA Investment Advisors Law Examination||Aug 2012|
Total Assets Under Management666MILLIONS
Total Number of Accounts3,874ACCOUNTS
Average Account Value$171,955
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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