Keith ApplegateCRD Number: 5445698
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Keith Applegate (CRD# 5445698) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Pennington, NJ and has over 7 years of experience in the finance industry.
Brighton Financial Planning
Fxp Advisory Services
Academy Wealth Advisers, LLC
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Pennington, NJ||May 2014 - Current||3|
|Bank Of America, N.a.||Pennington, NJ||May 2014 - Current||3|
|Unemployed||Freehold, NJ||Aug 2013 - May 2014||< 1|
|Further Lane Securities, LP||New York, NY||May 2013 - Aug 2013||< 1|
|Merrill Lynch, Pierce, Fenner And Smith Incorporated||Freehold, NJ||Sep 2011 - Apr 2013||1|
|Bank Of America, N.a.||Freehold, NJ||Sep 2011 - Apr 2013||1|
|Unemployed||Freehold, NJ||Jun 2010 - Sep 2011||1|
|Morgan Stanley & Co,||New York, NY||Oct 2007 - Jun 2010||2|
|Morgan Stanley Distribution, Inc.||New York, NY||Oct 2007 - May 2010||2|
|Yelton Fiscal, Inc.||Ridgefield, CT||Sep 2003 - Oct 2007||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2009|
|S66||NASAA Uniform Combined State Law Examination||Nov 2011|
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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