Timothy Roche, financial advisor Petaluma CA
90 score

Timothy Roche

CRD Number: 3030220
Current Firm: J.p. Morgan Securities LLC

Timothy Roche (CRD# 3030220) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Petaluma, CA and has over 4 years of experience in the finance industry.

Similar Advisors
Jeffrey Powell, financial advisor Petaluma CA
Jeffrey J. Powell
CRD# 2289402
Polaris Greystone Financial Group, LLC
Score
106
Similar Advisors
Diane McCracken, financial advisor Petaluma CA
Diane M. McCracken
CRD# 2530891
Taddei, Ludwig & Associates, Inc.
Score
103
Similar Advisors
Michelle Pollak, financial advisor Petaluma CA
Michelle N. Pollak
CRD# 4462071
Ameriprise Financial Services, Inc.
Score
103
Company Name Location Dates Years
Jpmorgan Securities LLC Petaluma, CA Jan 2015 - Current 1
Wells Fargo Advisors, LLC Corte Madera, CA Oct 2014 - Jan 2015 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mill Valley, CA Jun 2013 - Oct 2014 1
Ameriprise Financial San Rafael, CA May 2013 - Jun 2013 < 1
Axa Advisors LLC San Francisco, CA Jun 2012 - May 2013 < 1
Unemployed Novato, CA Sep 2011 - May 2012 < 1
Allianz Life Financial Services,llc Minneapolis, MN Jan 2007 - Aug 2011 4
Allianz Minneapolis, MN Dec 2001 - Aug 2011 9
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Aug 2014
S63 Uniform Securities State Law Examination Aug 2012
Contact Info for Timothy D. Roche
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Timothy Roche and other advisors.
BADGES
90
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.