Timothy RocheCRD Number: 3030220
Current Firm: J.p. Morgan Securities LLC
Timothy Roche (CRD# 3030220) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Petaluma, CA and has over 5 years of experience in the finance industry.
Polaris Greystone Financial Group, LLC
Sherwood Investment Management
Taddei, Ludwig & Associates, Inc.
|Jpmorgan Securities LLC||Petaluma, CA||Jan 2015 - Current||2|
|Wells Fargo Advisors, LLC||Corte Madera, CA||Oct 2014 - Jan 2015||< 1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Mill Valley, CA||Jun 2013 - Oct 2014||1|
|Ameriprise Financial||San Rafael, CA||May 2013 - Jun 2013||< 1|
|Axa Advisors LLC||San Francisco, CA||Jun 2012 - May 2013||< 1|
|Unemployed||Novato, CA||Sep 2011 - May 2012||< 1|
|Allianz Life Financial Services,llc||Minneapolis, MN||Jan 2007 - Aug 2011||4|
|Allianz||Minneapolis, MN||Dec 2001 - Aug 2011||9|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Aug 2014|
|S63||Uniform Securities State Law Examination||Aug 2012|
Total Assets Under Management70,743MILLIONS
Total Number of Accounts344,720ACCOUNTS
Average Account Value$205,219
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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