Timothy RocheCRD Number: 3030220
Current Firm: J.p. Morgan Securities LLC
Timothy Roche (CRD# 3030220) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Petaluma, CA and has over 4 years of experience in the finance industry.
Polaris Greystone Financial Group, LLC
Sherwood Investment Management
Taddei, Ludwig & Associates, Inc.
|Jpmorgan Securities LLC||Petaluma, CA||Jan 2015 - Current||2|
|Wells Fargo Advisors, LLC||Corte Madera, CA||Oct 2014 - Jan 2015||< 1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Mill Valley, CA||Jun 2013 - Oct 2014||1|
|Ameriprise Financial||San Rafael, CA||May 2013 - Jun 2013||< 1|
|Axa Advisors LLC||San Francisco, CA||Jun 2012 - May 2013||< 1|
|Unemployed||Novato, CA||Sep 2011 - May 2012||< 1|
|Allianz Life Financial Services,llc||Minneapolis, MN||Jan 2007 - Aug 2011||4|
|Allianz||Minneapolis, MN||Dec 2001 - Aug 2011||9|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Aug 2014|
|S63||Uniform Securities State Law Examination||Aug 2012|
Total Assets Under Management70,743MILLIONS
Total Number of Accounts344,720ACCOUNTS
Average Account Value$205,219
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.