John Harford, financial advisor Pittsburgh PA
70 score

John Harford

CRD Number: 1027413
Current Firm: Gierl Augustine Investment Management, Inc.

John Harford (CRD# 1027413) is an Investment Advisor Representative working at Gierl Augustine Investment Management, Inc. in Pittsburgh, PA and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Gierl Augustine Investment Management, Inc. Sarver, PA Jan 2012 - Current 5
John J. Harford, Jr., Inc. Pittsburgh, PA Oct 2006 - Current 11
John J. Harford, Jr., Sole Proprietor Pittsburgh, PA Aug 1976 - Oct 2006 30
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Nov 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for John J. Harford
Phone Number: 724-353-1800
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    221
    MILLIONS
  • Total Number of Accounts
    1,449
    ACCOUNTS
  • Average Account Value
    $152,196
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

FL, NC, NH, OH, PA, TX, VA, VT

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BADGES
70

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Disclosure

Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.