Daniel Lewis, financial advisor Prescott AZ
96 score

Daniel Lewis

CRD Number: 1012295
Current Firm: Horter Investment Management, LLC

Daniel Lewis (CRD# 1012295) is an Investment Advisor Representative working at Horter Investment Management, LLC in Prescott, AZ and has over 31 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Horter Investment Management, LLC Cincinnati, OH Sep 2012 - Current 4
Aviva Life Palm Desert, CA Feb 2010 - Current 6
Life Of The Southwest Palm Desert, CA Apr 2009 - Current 7
Minnesota Life Palm Desert, CA Apr 2009 - Current 7
Transamerica Life Palm Desert, CA Dec 2008 - Current 8
West Coast Life Palm Desert, CA Aug 2007 - Current 9
Lincoln National Life Palm Desert, CA Mar 2007 - Current 9
Midland National Life Palm Desert, CA Feb 2006 - Current 10
General American Life Palm Desert, CA Oct 1997 - Current 19
Guardian Life Insurance Co New York, NY Jun 1997 - Current 19
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1985
Contact Info for Daniel R. Lewis
Phone Number: 513-984-9933
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    1,016
    MILLIONS
  • Total Number of Accounts
    13,925
    ACCOUNTS
  • Average Account Value
    $72,992
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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