Susan Simoneau, financial advisor Providence RI
93 score

Susan Simoneau

CRD Number: 5440097
Current Firm: Ernst & Young Investment Advisers LLP

Susan Simoneau (CRD# 5440097) is an Investment Advisor Representative working at Ernst & Young Investment Advisers LLP in Providence, RI and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Ernst & Young Investment Advisers LLP Providence, RI Feb 1997 - Current 19
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Dec 2007
Contact Info for Susan M. Simoneau
Phone Number: 800-273-0588
Firm Website: http://www.ey.com
Registered State(s):
  • RI
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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