Alfred Hobgood, financial advisor Raleigh NC
93 score

Alfred Hobgood

CRD Number: 1097310
Current Firm: Rbc Capital Markets, LLC

Alfred Hobgood (CRD# 1097310) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Raleigh, NC and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets, LLC Raleigh, NC Nov 2017 - Current < 1
Wells Fargo Clearing Services, LLC Raleigh, NC Nov 2016 - Nov 2017 1
Wells Fargo Advisors LLC Raleigh, NC May 2009 - Nov 2016 7
Wachovia Securities LLC Raleigh, NC Jan 2009 - May 2009 < 1
Scott & Stringfellow, Inc. Raleigh, NC May 1999 - Jan 2009 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1983
S65 NASAA Investment Advisors Law Examination Dec 1991
Contact Info for Alfred L. Hobgood
Phone Number: 212-858-7000
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    106,032
    MILLIONS
  • Total Number of Accounts
    254,944
    ACCOUNTS
  • Average Account Value
    $415,903
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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