Amy SmithCRD Number: 6214937
Current Firm: 1st Global Advisors Inc.
Amy Smith (CRD# 6214937) is an Investment Advisor Representative working at 1st Global Advisors Inc. in Raleigh, NC and has over 3 years of experience in the finance industry.
Wiser Financial Coaching, LLC
Signator Investors, Inc.
Oak City Consulting, LLC
|1st Global Capital Corp||Raleigh, NC||Jun 2013 - Current||3|
|1st Global Advisors, Inc.||Raleigh, NC||Jun 2013 - Current||3|
|Hughes Pittman & Gupton LLP||Raleigh, NC||Jun 2008 - Current||8|
|Argy Pc||Mclean, VA||Aug 2004 - Apr 2008||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2013|
Total Assets Under Management7,093MILLIONS
Total Number of Accounts21,134ACCOUNTS
Average Account Value$335,619
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV